Does This 18-ft Farm Pond Dam Need a Permit?
The most common belief about North Carolina dam regulation is that small dams are exempt. The statute does contain size thresholds — and every one of them is conditional. This walks G.S. 143-215.25A subdivision by subdivision for a specific pond dam, which is the only way the answer ever actually comes out.
The dam
| Height | 18 ft |
| Impoundment capacity | 22 acre-ft |
| Purpose | Recreation / fishing pond |
| Ownership | Single private owner |
| Construction | Built 1971, no federal agency involvement |
| Downstream | One occupied dwelling ~2,400 ft below, on land the owner does not own |
Subdivisions (1) through (4) — not applicable
| Sub | Exemption | Applies? |
|---|---|---|
| (1) | USACE / TVA / other federal agency designed or approved and supervised construction | No |
| (2) | NRCS financial assistance, NRCS designed or approved and supervised | No |
| (3) | FERC licensed or application pending | No |
| (4) | Used with NRC-regulated electric generating facilities | No |
Subdivision (5) — fails on the dwelling
(5) exempts a dam "under a single private ownership that provides protection only to land or other property under the same ownership and that does not pose a threat to human life or property below the dam."
Protects only the owner's property? Yes
Poses no threat to life or property below? No — occupied dwelling downstream
→ Exemption (5) not available
Subdivision (6) — conditional, and the condition bites
(6) exempts a dam "that is less than 25 feet in height or that has an impoundment capacity of less than 50 acre-feet, unless the Department determines that failure of the dam could result in loss of human life or significant damage to property below the dam."
Capacity 22 ac-ft < 50 ac-ft → threshold met (either one suffices)
But: could failure result in loss of human life or significant property damage?
Breach model gives Qp ≈ 7,150 cfs reaching an occupied dwelling in minutes.
→ Department determination expected: yes, it could
→ Exemption (6) not available
Subdivision (7) — wrong purpose here
(7) covers dams "constructed for and maintain[ing] the purpose of providing water for agricultural use," where a licensed PE or a qualified NRCS / county / Soil and Water district person with federal job approval authority under Chapter 89C designed or approved the plans, supervised construction, and registered the dam with DEMLR before construction. It expressly does not apply to dams determined to be high hazard.
(Registration before construction would also fail — built 1971, unregistered)
Subdivision (8) — available on size, decided by analysis
(8) exempts a dam "less than 20 feet in height or that has an impoundment capacity of less than 15 acre-feet" where "a qualified engineer who demonstrates to the satisfaction of the Department experience in dam design conducts dam failure analyses and determines that the dam is not a high hazard dam."
(Capacity 22 ac-ft > 15 ac-ft, but the statute reads "or")
Required: qualified engineer performs dam failure analyses
Required finding: dam is not high hazard
From the flood rise test:
rise at the dwelling = 1.2 ft ≤ 1.5 ft, outside the direct path
→ not Class C → finding supports the exemption
Subdivision (8) is missing from NCDEQ's own handout
The NCDEQ hazard classification criteria form reproduces G.S. 143-215.25A as of 06/29/17 and shows only subdivisions (1) through (7). The current statute — history running 1993 c. 394 s. 3, S.L. 2009-390, 2011-394, 2012-143, 2013-265 and 2021-180 s. 12.21 — includes the (8) route relied on above. If you work the exemption tree from the agency handout, you will conclude this dam has no path to exemption at all.
Tools used
The rest of this series
These four examples follow one structure through the whole decision chain, because in practice that is how the questions actually arrive:
- Breach parameters for a 22-ft earthfill dam — produces the failure hydrograph everything else depends on.
- Class B or Class C? The 1.5-foot flood rise test — turns that hydrograph into a hazard classification.
- Does an 18-ft farm pond dam need a permit? — the classification decides whether the size exemption survives.
- Spillway design flood for a Class C dam — and the classification sets the storm the spillway must pass.
Scope. This page is general information about North Carolina dam safety regulation, current as of 2026-08-28. It is not an engineering opinion about any specific structure and it is not legal advice. Requirements change when the General Assembly amends the Dam Safety Law or the Environmental Management Commission amends the rules — always confirm against the current text of the statute and 15A NCAC 02K, and contact the NCDEQ Dam Safety Program for a determination that binds.